You are about to access information on members of The Financial Planning Association of Middle Tennessee who may be subject to certain licensing requirement of federal, state or provincial securities regulators in order to transact business where you live.  As such, these CFP^® professionals may only transact business in those jurisdictions where they are registered, licensed, or excluded or exempted from securities licensing requirements.

Follow-up, individualized reponses by an FPA member that involve either the effecting or attempting to effect transactions in securities, or the rendering of personalized investment advice for compensation, as the case may be, should not be made absent compliance with appropriate securities registration or licensing requirements, or an applicable exemption or exclusion.

Please be aware that the local chapter of FPA, The Financial Planning Assocation of Middle Tennesee (FPA of Middle Tennessee), has compiled the information in this referral directory from mate rials submitted by its members and cannot guarantee the accuracy, reliability or completeness of that information.  The FPA and The FPA of Middle Tennessee specifically disclaim any liability or responsibility for any actions or statements made by any individuals or institutions listed there under.

The names of planners provided on this listing are provided solely for the purpose of finding a professional to help you with your financial planning needs and/or for public speaking engagements.

Each planner listing profile includes a list of states where the practitioner is licensed.  Be aware that the type of licenses vary and even if a state is in the list, it may only pertain to a certain type of service and not other types of services.  It is the planner's responsibility to provide updated information but that information is generally updated only quarterly to this site.  Therefore, the FPA and the FPA of Middle Tennessee cannot guarantee that the information provided by the planner for submission on this list is 100% current.

If you have any questions, please contact Suzanne Regen, Administrator (615-473-1450) or fpamidtn@bellsouth.net or anyone on the separately listed "Officers and Board Members" link in the left margin of this web site.

By the act of reviewing the following list, you acknowledge that you have read, understand and agree to the terms of this disclaimer.

Many planners serve clients in a wide geographic area and are not necessarily limited to an area within a small radius of their office address.  It may be the practice of a planner to see clients in the planner's office, the client's home or office or a combination, plus, communicate via phone, fax, postal or e-mail.

After the codes legend below is a list of planners alphabetized by the planner's last name.  This list does not currently include search capabilities.  It is suggested that you browse through all the planner profiles and contact several planners to evaluate their capabilities relative to your individual needs.

The following Practice and Compensation Codes have been used in the planner profiles list for brevity.  Their inclusion is to assist you in choosing which planners to contact:
 
 

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